regulator

Aug
15

Protected: BREXIT Bombshell to hit Financial Industry – EMBARGOED STORY

There is no excerpt because this is a protected post.

By Seb Malik | Brexit . Law . SFTR
DETAIL
Jul
09

SFTR – Commission will adopt ESMA’s RTS/ITS BUT…

For many months we have been writing both publicly and privately to our clients inviting them to ignore industry gossip about a greatly changed SFTR being privately concocted by the Commission (EC). We have posited that firms really do need to crack on as the draft level II legislation will not change in any significant […]

By Staff | Law . SFTR
DETAIL
May
09

SFTR – Enforcement Action against the EU Commission

With regret, we announce we have commenced action against the European Commission (EC) for its failure to adopt or otherwise the SFTR RTS (regulatory technical standard) as ESMA presented to them on 31 March 2017. We previously explained the basis for action and had sought to engage privately with the EC but they have refused […]

By Staff | Law . SFTR
DETAIL

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