ESMA Latest Publications
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ESMA Budget Amendment n.1 for 2018
on December 14, 2018 at 3:47 pm
Friday 14 December 2018 16:47 […]
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Overview recruitments - Updated 14 December 2018
on December 14, 2018 at 9:26 am
Friday 14 December 2018 10:26 […]
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ESMA registers DBRS Ratings GmbH as credit rating agency
on December 14, 2018 at 9:17 am
ESMA registers DBRS Ratings GmbH as credit rating agency Friday 14 December 2018 10:17 The European Securities and Markets Authority […]
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ESMA registers DBRS GmbH as credit rating agency
on December 14, 2018 at 9:13 am
Friday 14 December 2018 10:13 […]
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ESMA publishes final report on the tick size regime
on December 14, 2018 at 7:26 am
ESMA publishes final report on the tick size regime Friday 14 December 2018 08:26 The European Securities and Markets Authority […]
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Press Release - Final Report on tick size regime
on December 14, 2018 at 7:24 am
Friday 14 December 2018 08:24 […]
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Final report on the proposed amendments to RTS 11
on December 14, 2018 at 7:18 am
Friday 14 December 2018 08:18 […]
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Market makers and authorised primary dealers who are using the exemption under the SSR - XLS
on December 13, 2018 at 12:24 pm
Thursday 13 December 2018 13:24 […]
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Market makers and authorised primary dealers who are using the exemption under the SSR - PDF
on December 13, 2018 at 12:24 pm
Thursday 13 December 2018 13:24 […]
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Market Microstructure – Tick-by-tick data – Deadline: 19/12/2018
on December 13, 2018 at 10:57 am
Thursday 13 December 2018 11:57 […]
EBA News Feed
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EBA sees further improvements in EU banks resilience but highlights challenges connected to profitability, funding and operational risk
by EBA on December 14, 2018 at 12:42 pm
The European Banking Authority (EBA) published today its annual report on risks and vulnerabilities in the EU banking sector. The report is accompanied by the results of the EBA's 2018 EU-wide […]
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EBA issues a call for expressions of interest to participate in its working group on APIs under PSD2
by EBA on December 14, 2018 at 11:16 am
The European Banking Authority (EBA) issued today a call for expressions of interest to participate in the its working group on Application Programming Interfaces under PSD2 (WG-API). The group will […]
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EBA consults on guidelines on ICT and security risk management
by EBA on December 13, 2018 at 4:28 pm
The European Banking Authority (EBA) today launched a consultation on its draft Guidelines on ICT and security risk management. These Guidelines establish requirements for credit institutions, […]
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EBA publishes final guidelines on the STS criteria in securitisation
by EBA on December 12, 2018 at 11:45 am
The European Banking Authority (EBA) published today its final Guidelines, which will provide a harmonised interpretation of the criteria for the securitisation to be eligible as simple, transparent […]
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EBA launches selection procedure to appoint new Chairperson
by EBA on December 12, 2018 at 11:04 am
The Board of Supervisors of the European Banking Authority (EBA) has launched today an open selection procedure for the appointment of a new Chairperson following the appointment of the EBA’s […]
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EBA issues revised list of validation rules
by EBA on December 11, 2018 at 10:40 am
The European Banking Authority (EBA) issued today a revised list of validation rules in its Implementing Technical Standards (ITS) on supervisory reporting highlighting those, which have been […]
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EBA publishes an Opinion on the use of eIDAS certificates under PSD2
by EBA on December 11, 2018 at 8:10 am
The European Banking Authority (EBA) published today an Opinion on the use of eIDAS certificates under the Regulatory Technical Standards (RTS) on Strong Customer Authentication and Common and Secure […]
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EBA announces timing for publication of 2018 EU-wide transparency exercise and Risk Assessment Report
by EBA on December 4, 2018 at 9:37 am
The European Banking Authority (EBA) announced today that its 2018 Risk Report and transparency exercise with bank by bank data will be released on Friday 14 December at 17:00 UK time (18:00 CET). […]
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EBA publishes final Guidelines on the exemption from the fall back mechanism under the RTS on SCA and CSC
by EBA on December 4, 2018 at 8:45 am
The European Banking Authority (EBA) published today its final Guidelines on the conditions that account servicing payment service providers (ASPSPs) must meet in order to be exempted from the […]
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ESAs publish statement clarifying securitisation disclosure requirements and consolidated application of securitisation rules for credit institutions
by EBA on November 30, 2018 at 12:03 pm
The European Supervisory Authorities (ESAs – European Banking Authority, European Insurance and Occupational Pensions Authority and the European Securities and Markets Authority) have published […]
FSB News Feed
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FSB RCG for Sub-Saharan Africa discusses financial vulnerabilities, effects of reforms and cyber security
on December 11, 2018 at 2:09 pm
FSB holds meeting of RCG for Sub-Saharan Africa in Johannesburg. […]
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Eighth meeting of the Financial Stability Board Regional Consultative Group for the Commonwealth of Independent States
on December 11, 2018 at 1:50 pm
FSB holds meeting of RCG for the Commonwealth of Independent States in Yerevan, Armenia. […]
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FSB RCG for the Americas assesses financial market developments and discusses effects of reforms, FinTech and crypto-assets
on December 6, 2018 at 4:00 pm
FSB holds meeting of RCG for the Americas in the Cayman Islands. […]
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FSB reports to G20 Leaders on progress in financial regulatory reforms
on November 28, 2018 at 8:00 am
FSB annual report concludes that G20 reforms have made the financial system more resilient. […]
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FSB Chair reports to G20 Leaders ahead of the Buenos Aires Summit
on November 27, 2018 at 9:00 am
Chair’s letter sets out the transitions that have occurred in 2018 and the FSB’s delivery against its four priorities for the year. […]
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FSB completes a review of its processes and transparency to maximise its effectiveness
on November 27, 2018 at 8:00 am
FSB has agreed a set of concrete measures to address areas highlighted in processes and transparency review. […]
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Appointment of new FSB Chair and Vice Chair
on November 26, 2018 at 10:16 am
FSB Plenary appoints Randal K. Quarles as its new Chair and Klaas Knot as Vice Chair. […]
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FSB publishes recommendations on compensation data reporting to address potential misconduct risk
on November 23, 2018 at 8:00 am
Recommendations are designed to support supervisors’ improved monitoring of compensation decisions taken by firms in relation to misconduct risk. […]
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FSB report finds that effects of G20 financial reforms on infrastructure finance are of a second order relative to other factors
on November 20, 2018 at 8:00 am
Report is part of FSB evaluation to examine the effects of G20 reforms on financial intermediation. […]
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FSB publishes reports on implementation of OTC derivatives reforms and removal of legal barriers
on November 19, 2018 at 6:05 am
Reports show continued good progress on implementing the agreed G20 reforms to make derivatives markets safer. […]
Basel News Feed
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Basel Committee consults on disclosure requirement to address leverage ratio window-dressing
on December 13, 2018 at 10:00 am
Press release about the Basel Committee consults on disclosure requirement to address leverage ratio window-dressing, 13 December 2018. […]
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Basel Committee publishes updated Basel III disclosure requirements
on December 11, 2018 at 2:00 pm
Press release about the Basel Committee publishing updated Basel III disclosure requirements, 11 December 2018. […]
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Cyber-resilience: range of practices report issued by the Basel Committee
on December 4, 2018 at 10:00 am
Press release "Cyber-resilience: range of practices report issued by the Basel Committee" (4 December 2018) […]
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International supervisory community meets to discuss challenges ahead for global bank supervision and regulation
on November 29, 2018 at 9:59 am
Press release "International supervisory community meets to discuss challenges ahead for global bank supervision and regulation" (29 November 2018) […]
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FSB and standard-setting bodies publish final report on effects of reforms on incentives to centrally clear over-the-counter derivatives
on November 19, 2018 at 9:00 am
Press release about FSB and standard-setting bodies publish final report on effects of reforms on incentives to centrally clear over-the-counter derivatives (19 November 2018) […]
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Basel Committee publishes more details on global systemically important banks
on November 16, 2018 at 11:00 am
Press release about the Basel Committee publishing more details on global systemically important banks (16 November 2018) […]
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BIS Board of Directors elects new member
on November 13, 2018 at 12:00 am
The Board of Directors of the Bank for International Settlements (BIS) today announced the election of Bank of Korea Governor Juyeol Lee to the Board. […]
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Siddharth Tiwari joins BIS as Chief Representative for Asia and the Pacific
on November 12, 2018 at 9:12 am
The Bank for International Settlements (BIS) today announced that Siddharth Tiwari has joined the BIS as Chief Representative for Asia and the Pacific. […]
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FSI-GPFI conference discusses implications of fintech and other regulatory and supervisory developments for financial inclusion
on November 2, 2018 at 3:00 pm
Information about the fourth FSI-GPFI conference on global standard-setting bodies and innovative financial inclusion, Basel, Switzerland, 25-26 October 2018 […]
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Basel Committee calls for further progress in the implementation of Basel III standards
on October 26, 2018 at 12:00 pm
Press Release - Basel Committee calls for further progress in the implementation of Basel III standards, 26 October 2018. Release of the "Fifteenth progress report on adoption of the Basel regulatory […]
FCA News Feed
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FCA introduces new rules on handling complaints about Authorised Push Payment fraud
by FCA on December 14, 2018 at 11:07 am
The Financial Conduct Authority (FCA) has today published new rules allowing victims of Authorised Push Payment (APP) fraud to complain to the payment services provider (PSP) receiving their payment. […]
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FCA and PSR Boards appoint new members to decision-making committees
by FCA on December 14, 2018 at 10:16 am
The Financial Conduct Authority (FCA) and Payment Systems Regulator (PSR) Boards have appointed new members to three decision-making committees: the FCA’s Competition Decisions Committee (CDC) […]
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FCA bans Angela Burns from acting as a non-executive director and fines her for her failure to declare conflicts of interest
by FCA on December 14, 2018 at 9:00 am
The Financial Conduct authority (FCA) has banned Angela Burns from acting as a non-executive director (NED) and fined her £20,000 for failing to act with integrity at two mutual societies. […]
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Statement on London Capital & Finance plc
by FCA on December 13, 2018 at 4:42 pm
The Financial Conduct Authority has directed London Capital & Finance plc (LCF) to withdraw all of its existing marketing materials in relation to LCF’s Fixed Rate ISA or Bond. […]
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Regulation round-up December 2018
by FCA on December 13, 2018 at 3:00 pm
Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector. […]
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Insight Managed Funds (clone of FCA authorised firm)
by FCA on December 13, 2018 at 1:35 pm
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’.&nbs […]
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PPI campaign response update
by FCA on December 13, 2018 at 9:30 am
We publish PPI campaign response data during months when we have had live advertising. […]
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FCA seeks re-trial in insider dealing case
by FCA on December 12, 2018 at 4:33 pm
After failing to reach a verdict in a trial at Southwark Crown Court brought by the Financial Conduct Authority (FCA), the jury was discharged. The FCA has confirmed to the court that it will be […]
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Update on preparing your firm for Brexit
by FCA on December 12, 2018 at 11:30 am
We have published further information on how firms may be affected by Brexit by building on information we have already made available to firms. This will help firms to consider the implications for […]
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FCA proposes changes to facilitate investment in patient capital
by FCA on December 12, 2018 at 10:57 am
The Financial Conduct Authority (FCA) has today proposed changes to further enable retail investors to invest in patient capital through unit-linked funds. The FCA is also exploring how UK authorised […]