ESMA Latest Publications
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Securitisations designated as STS as from 01/01/2019 Regulation 2402/2017
on October 18, 2019 at 5:05 pm
Friday 18 October 2019 19:05
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Summary of Conclusions Board of Supervisors Conference call 9 September 2019
on October 18, 2019 at 1:25 pm
Friday 18 October 2019 15:25
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Decision on delegation to the Chair the adoption of changes to technical instructions on IT and data matters
on October 17, 2019 at 8:50 am
Thursday 17 October 2019 10:50
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ESMA sees significant room for improvement in national regulators’ supervision of derivatives data
on October 17, 2019 at 8:31 am
ESMA sees significant room for improvement in national regulators’ supervision of derivatives data Thursday 17 October 2019 10:31 […]
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EMIR data quality peer review
on October 17, 2019 at 8:22 am
Thursday 17 October 2019 10:22
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Response form to consultation on amended PRIIPs KID
on October 16, 2019 at 2:35 pm
Wednesday 16 October 2019 16:35
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ESAs consult on changes to the key information document for PRIIPs
on October 16, 2019 at 1:17 pm
ESAs consult on changes to the key information document for PRIIPs Wednesday 16 October 2019 15:17 The European Supervisory […]
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Joint Consultation concerning amendments to the PRIIPs KID
on October 16, 2019 at 1:14 pm
Wednesday 16 October 2019 15:14The European Supervisory Authorities (ESAs) welcome comments on this consultation paper setting out proposed amendments to Commission Delegated Regulation (EU) 2017/653 […]
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Consultation Paper on amendments to PRIIPs KID
on October 16, 2019 at 1:09 pm
Wednesday 16 October 2019 15:09
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Steven Maijoor speech on the quality of coporate governance
on October 15, 2019 at 12:27 pm
Steven Maijoor speech on the quality of coporate governance Tuesday 15 October 2019 14:27 The ESMA Chair Steven Maijoor delivered […]
EBA News Feed
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FSB News Feed
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FSB sets out work to consider regulatory issues of stablecoins
on October 18, 2019 at 8:49 am
FSB to publish consultation on stablecoins in April.
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FSB publishes annual report on implementation and effects of financial regulatory reforms
on October 16, 2019 at 10:55 am
Report calls for continued G20 support in implementing the agreed reforms and reinforcing global regulatory cooperation.
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FSB reports on implementation of OTC derivative reforms
on October 15, 2019 at 9:41 am
Annual progress report shows that implementation of derivatives reforms has plateaued.
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FSB updates on market fragmentation work
on October 14, 2019 at 12:32 pm
FSB updates on its work related to market fragmentation.
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FSB Chair reports to G20 Finance Ministers and Central Bank Governors
on October 13, 2019 at 9:52 am
Letter highlights FSB’s work to ensure resilience in the face of new risks.
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FSB and IMF publish 2019 Progress Report on G20 Data Gaps Initiative
on October 11, 2019 at 2:50 pm
Report shows progress implementing DGI-2 but flags the need for continued efforts to meet the 2021 deadline.
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FSB publishes UPI governance arrangements
on October 9, 2019 at 8:30 am
FSB jurisdictions to implement UPI Technical Guidance by third quarter 2022.
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Ryozo Himino appointed Chair of the FSB’s Standing Committee on Supervisory and Regulatory Cooperation
on September 2, 2019 at 8:00 am
Two-year appointment until August 2021.
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FSB adjusts implementation timelines for its policy recommendations to address financial stability risks in securities financing transactions
on July 19, 2019 at 10:40 am
Implementation timelines for minimum haircuts adjusted.
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Cyber Incident Response and Recovery: Survey of Industry Practices
on July 11, 2019 at 3:33 pm
Survey for FSB work to develop effective practices for cyber incident response and recovery.
Basel News Feed
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Basel Committee reports on Basel III implementation progress
on October 16, 2019 at 12:00 pm
Press Release - Basel Committee reports on Basel III implementation progress, 16 October 2019. Release of the "Seventeenth progress report on adoption of the Basel regulatory framework".
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Report sets out governance of key OTC derivatives data elements
on October 9, 2019 at 9:00 am
Report sets out governance of key OTC derivatives data elements, 9 October 2019.
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SNB and BIS sign operational agreement on BIS Innovation Hub Centre in Switzerland
on October 8, 2019 at 4:15 pm
The Swiss National Bank (SNB) and the Bank for International Settlements (BIS) have today signed an operational agreement on the BIS Innovation Hub Centre in Switzerland.
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BIS committees release two major reports on unconventional policy tools
on October 7, 2019 at 6:30 pm
The Committee on the Global Financial System (CGFS) and the Markets Committee have published two major reports on the implementation and implications of unconventional monetary policy tools (UMPTs) […]
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Basel III monitoring results based on end-2018 data published by the Basel Committee
on October 2, 2019 at 9:00 am
Press Release - Basel III monitoring results based on end-2018 data published by the Basel Committee, 2 October 2019.
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BIS launches green bond fund for central banks
on September 26, 2019 at 9:30 am
The Bank for International Settlements (BIS) and the Hong Kong Monetary Authority (HKMA) have today signed an Operational Agreement on the BIS Innovation Hub Centre in Hong Kong SAR.
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Markets swing on trade and monetary policy: BIS Quarterly Review
on September 22, 2019 at 4:00 pm
BIS Press Release - The September 2019 issue of the BIS Quarterly Review - Markets swing on trade and monetary policy
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Ravi Menon appointed Chair of the BIS Asian Consultative Council
on September 19, 2019 at 7:00 am
The Board of Directors of the Bank for International Settlements (BIS) has appointed Ravi Menon as Chair of the BIS Asian Consultative Council (ACC) from 26 September 2019. Mr Menon is Managing […]
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HKMA and the BIS sign operational agreement on the BIS Innovation Hub Centre in Hong Kong SAR
on September 18, 2019 at 9:00 am
The Bank for International Settlements (BIS) and the Hong Kong Monetary Authority (HKMA) have today signed an Operational Agreement on the BIS Innovation Hub Centre in Hong Kong SAR.
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Senior officials from public authorities meet on stablecoins
on September 16, 2019 at 9:03 am
Press Release - Senior officials from public authorities meet on stablecoins, Basel, 16 September 2019.
FCA News Feed
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Update on RFX Financial Services Limited
by FCA on October 18, 2019 at 4:10 pm
On 10 October 2019, RFX Financial Services Limited voluntarily agreed to a number of FCA requirements, including: the firm must not carry on any regulated activities it must not dispose of, deal with […]
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CodexFX (clone of authorised firm)
by FCA on October 18, 2019 at 2:15 pm
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’.&nbs
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SwissAZ (clone of authorised firm)
by FCA on October 18, 2019 at 2:14 pm
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’.&nbs
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Direct Trading Technologie (clone of FCA authorised firm)
by FCA on October 17, 2019 at 3:49 pm
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’.&nbs
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FCA seeks compensation for Park First investors
by FCA on October 17, 2019 at 10:06 am
The FCA has started proceedings against Park First Limited, its senior managers, including its chief executive officer and a number of other companies connected to the Park First group. The FCA […]
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FCA data show 4.29m complaints for first half of 2019
by FCA on October 17, 2019 at 9:07 am
The Financial Conduct Authority (FCA) has today published the complaints figures for regulated firms for the first half of 2019. The data showed an increase in complaints from 3.91m in the […]
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Quilter Cheviot Investment Management (clone of FCA authorised firm)
by FCA on October 16, 2019 at 2:30 pm
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’.&nbs
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FCA today announces future work on climate change and green finance
by FCA on October 16, 2019 at 9:15 am
The FCA has today published a feedback statement setting out its proposals to improve climate change disclosures by issuers and information to consumers on green financial products and services.
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PPI complaints handling update
by FCA on October 16, 2019 at 9:00 am
We are aware that the volume of PPI checking enquiries and complaints sent to firms increased significantly during August 2019 in the run-up to the complaints deadline on 29 August. As a result, […]
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Pello Capital (clone of FCA authorised firm)
by FCA on October 15, 2019 at 3:17 pm
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’.&nbs