ESMA Latest Publications
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ESMA consults on CCP supervisory reviews and evaluation processes
on October 23, 2020 at 3:22 pm
ESMA consults on CCP supervisory reviews and evaluation processes Friday 23 October 2020 17:22 The European Securities and Markets […]
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Public Consultation on Guidelines under Article 21 of EMIR
on October 23, 2020 at 3:20 pm
Friday 23 October 2020 17:20Article 21(1) of Regulation (EU) No. 648/2012 (‘EMIR’) sets out an obligation for the national competent authorities to review the arrangements, strategies, processes […]
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Consultation Paper on Guidelines under Article 21 of EMIR
on October 23, 2020 at 3:20 pm
Friday 23 October 2020 17:20
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List of prospectus thresholds
on October 23, 2020 at 3:10 pm
Friday 23 October 2020 17:10
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ESMA Q&As - list of questions currently under development
on October 23, 2020 at 3:02 pm
Friday 23 October 2020 17:02
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ESMA consults on standards for CCP activities and model amendments
on October 23, 2020 at 10:00 am
ESMA consults on standards for CCP activities and model amendments Friday 23 October 2020 12:00 The European Securities and Markets […]
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CSD Register
on October 22, 2020 at 2:29 pm
Thursday 22 October 2020 16:29
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STEVEN MAIJOOR DELIVERS KEYNOTE AT IRISH FUNDS ANNUAL GLOBAL FUNDS ONLINE CONFERENCE
on October 21, 2020 at 10:13 am
STEVEN MAIJOOR DELIVERS KEYNOTE AT IRISH FUNDS ANNUAL GLOBAL FUNDS ONLINE CONFERENCE Wednesday 21 October 2020 12:13 Steven Maijoor, […]
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Retail investors and asset management are the pillars of a successful Capital Markets Union
on October 21, 2020 at 8:41 am
Wednesday 21 October 2020 10:41
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ESMA Newsletter - Nº17
on October 19, 2020 at 1:50 pm
ESMA Newsletter - Nº17 Monday 19 October 2020 15:50 Welcome to the 17th edition of ESMA's newsletter. In September, ESMA has […]
EBA News Feed
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FSB News Feed
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The Financial Stability Board’s Roadmap for Addressing NBFI Vulnerabilities
on October 20, 2020 at 3:30 pm
FSB Chair Randal K. Quarles speaks at the annual meeting of the Securities Industry and Financial Markets Association.
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FSB encourages use of cyber incident response and recovery toolkit
on October 19, 2020 at 10:50 am
Toolkit sets out financial institutions’ effective practices for cyber incident response and recovery.
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FSB publishes global transition roadmap for LIBOR
on October 16, 2020 at 1:49 pm
The roadmap sets out key steps to remove remaining dependencies on LIBOR by end-2021.
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FSB updates on work to address market fragmentation
on October 14, 2020 at 8:30 am
The report provides updates on the four areas for further work identified for further work.
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FSB Chair updates G20 on action to harness benefits from financial technology and innovation
on October 14, 2020 at 12:01 am
Technology and innovation are transforming the global financial landscape, presenting opportunities, risks and challenges.
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FSB delivers a roadmap to enhance cross-border payments
on October 13, 2020 at 12:07 am
The roadmap provides a high-level plan, which sets ambitious but achievable goals, to enhance cross-border payments.
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FSB publishes high-level recommendations for regulation, supervision and oversight of “global stablecoin” arrangements
on October 13, 2020 at 12:02 am
FSB makes clear global stablecoin arrangements must adhere to all applicable regulatory standards before commencing operation.
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FSB report considers financial stability implications of BigTech in finance in emerging market and developing economies
on October 12, 2020 at 12:01 am
Report discusses benefits and risks and highlights the positive role that strong regulation, supervision and policy measures can play.
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FSB encourages broad and timely adherence to the ISDA IBOR Fallbacks Protocol
on October 9, 2020 at 3:08 pm
FSB strongly encourages widespread and early adherence to the Protocol by all affected financial and non-financial firms.
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FSB report highlights increased use of RegTech and SupTech
on October 9, 2020 at 11:00 am
The increased use of supervisory and regulatory technology is transforming the global financial landscape, presenting opportunities, risks and challenges.
Basel News Feed
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FCA News Feed
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FCA confirms measures to support closed book and interest-only/part-and-part mortgage borrowers
by FCA on October 26, 2020 at 7:39 am
The FCA has confirmed the introduction of measures to support some closed book mortgage borrowers, some of whom may be mortgage prisoners.
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East West Insurance Company Limited enters administration
by FCA on October 26, 2020 at 7:39 am
East West Insurance Company Limited (East West) is an insurance firm authorised and regulated in the UK by the PRA and the FCA. On 12 Oc
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Market abuse in a time of coronavirus
by FCA on October 26, 2020 at 7:39 am
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Market abuse in a time of coronavirus
by FCA on October 26, 2020 at 7:39 am
Speech by Julia Hoggett, Director, Market Oversight, at the City Financial Global event.
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FCA bans IFA directors who provided false and misleading SIPP declarations
by FCA on October 26, 2020 at 7:39 am
The FCA has today banned Peter Howson and John Butterfield from performing any regulated activity because of their roles in the submission of false an
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FCA bans IFA directors who provided false and misleading SIPP declarations
by FCA on October 26, 2020 at 7:39 am
Mr Howson and Mr Butterfield, who were both directors of the now-liquidated Vanguard Wealth Management Limited (Vanguard), submitted the information t
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FCA regulation of consumer credit – during the pandemic and beyond
by FCA on October 26, 2020 at 7:39 am
Speaker: Nisha Arora, Director of Consumer and Retail Policy Event: Delivered online at the Finance & Leasing Association Annual Regulation Confe
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FCA regulation of consumer credit – during the pandemic and beyond
by FCA on October 26, 2020 at 7:39 am
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FCA regulation of consumer credit – during the pandemic and beyond
by FCA on October 26, 2020 at 7:39 am
Speech by Nisha Arora, Director of Consumer and Retail Policy, given at the Finance & Leasing Association conference.
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East West Insurance Company Limited enters administration
by FCA on October 26, 2020 at 7:39 am
Insurance firm East West was placed into administration on 12 October 2020. Richard Barker and Simon Edel, both of Ernst & Young LLP, were appoint